Client Due Diligence Analyst

Overview

This role sits within a Client Services function, focusing on client due diligence and ongoing monitoring. The position is responsible for ensuring that client records are accurate, complete, and aligned with regulatory requirements, with a particular focus on assessing and documenting AML risk.

Key Responsibilities

• Conduct periodic reviews of client files to ensure completeness and accuracy
• Reassess client risk profiles using internal AML risk rating methodologies
• Perform detailed CDD reviews, identifying any gaps and ensuring documentation is appropriate to the client’s risk level
• Verify that source of wealth and source of funds information is accurate and up to date
• Liaise with internal stakeholders and clients to obtain outstanding documentation and resolve queries
• Review account activity to ensure it aligns with expected behaviour and risk profiles
• Ensure client structures and associated parties are correctly recorded within internal systems for screening purposes
• Escalate any risks, discrepancies, or compliance concerns in a timely manner
• Complete relevant training and maintain ongoing professional development

Skills & Experience

• Good general level of education
• Strong attention to detail with a high level of accuracy
• Effective communication skills, both written and verbal
• Well-organised with the ability to manage multiple tasks and deadlines
• Proficient in Microsoft Office (Word, Excel, Outlook)
• Understanding of compliance and regulatory frameworks (or willingness to develop this knowledge)
• Familiarity with client onboarding or review systems is beneficial

Application

Apply via the form below. Fields marked with * are required. Upload your CV (max 30 MB, .pdf .doc .docx).