Factfind Reviewer or Paraplanner

Job Description

Our client, a leading financial services firm, seeks to recruit a Factfind Reviewer. Duties will include:

• Monitoring to ensure life assurance & pension sales are fully compliant to business & regulatory standards
• Assist in identifying where any remedial actions may need to be taken e.g. additional training
• Promote understanding of best customer outcomes, internal procedures and regulatory requirements
• Maintain a CPD record in line with FCA requirements for regulated individuals
• Generate reports and summaries of thematic reviews/file assessments as requested by the Head of Compliance
• Ad hoc projects as required

Requirements

You must have previous experience of factfind review and be Level 4 qualified with experience of reviewing Life Assurance and ideally Pensions Sales (possibly including Transfers). Alternatively, a L4 qualified paraplanner looking to move into FF review. Excellent opportunity for permanent employment with well respected & progressive firm. NB the role is hybrid in Manchester (1d office; 4d pw WFH).

Application Instructions

If that sounds like you, please send your details to our MD, David Symes FCA, at [contact hidden] (including home address or post code & a contact no). Please note we cannot reply to all applications so only successful applications will be contacted. Alternatively, use the link.

[Employer hidden — sign up to reveal] Limited ([Employer hidden — sign up to reveal]) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.