Compliance Business Partner
SKILLS
FULL DESCRIPTION
Compliance Business Partner
An exciting opportunity has arisen to join a fast-growing, technology-driven financial services business as a Compliance Business Partner. This role sits within the Risk & Compliance function and plays a key part in ensuring the organisation meets its regulatory obligations while maintaining a strong risk-aware culture. Working closely with senior stakeholders across the business, you will provide regulatory advice, deliver second-line compliance monitoring and support governance frameworks within a dynamic and evolving environment. This is a varied role offering exposure across advisory, monitoring and regulatory governance, making it an excellent opportunity for someone who enjoys working across multiple areas of compliance rather than being limited to a single specialism.
Key Responsibilities
- Provide regulatory and compliance advice across business operations, projects and strategic initiatives.
- Support regulatory alignment across product development, pricing activity, process improvements and business change.
- Respond to compliance queries and provide guidance to internal stakeholders and external partners.
- Interpret regulatory developments and support the implementation of new requirements.
- Provide advisory support across areas such as product governance, marketing reviews, distribution arrangements and sales practices.
- Support documentation, policy wording reviews and training & competence frameworks.
- Support the development and delivery of the annual Compliance Monitoring Plan.
- Conduct thematic and targeted compliance reviews across key business areas.
- Assess the effectiveness of key controls relating to product governance, pricing, sales practices and customer communications.
- Produce clear monitoring reports including root cause analysis and recommendations.
- Track remedial actions through to completion and support continuous improvement across the business.
- Contribute to reports and insights provided to senior leadership and governance committees.
- Support regulatory frameworks and reporting requirements.
- Assist with governance forum administration and tracking of key actions.
Skills & Experience
- Strong understanding of UK regulatory frameworks including SM&CR, Consumer Duty, PRIN, ICOBS, CONC, SYSC and DISP.
- Experience within a compliance advisory and/or monitoring role within financial services.
- Excellent analytical, investigative and report writing skills.
- Strong stakeholder engagement and the ability to influence across the business.
- Ability to interpret regulatory expectations and translate them into practical business guidance.
Additional Information
Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact [Employer hidden — sign up to reveal] directly.