Regulatory Reporting Analyst & Senior Analyst

Role Overview

The Regulatory Reporting Analyst/ Sr. Analystwill be responsible for managing a portfolio of [Employer hidden] Technology client relationships in respect of regulatory reporting, ensuring delivery of a consistently high level of service to clients.

Key Responsibilities

• To support the delivery of all regulatory reporting requirements to the highest possible standard for a defined list of clients. Regulatory reporting will cover:
  • AIFMD Annex IV reporting
  • Derivative Usage reporting
  • Investment Compliance
• Performance of data quality checks using internal data platform to ensure an efficient and timely delivery of regulatory reporting.
• Completion of all required checks along with relevant audits evidencing successful completion of all checks in line with [Employer hidden] regulatory reporting procedures.
• To ensure the highest standard of client relationship management, attending periodic calls line with [Employer hidden]’ client governance policies, including periodic visits to client premises.
• To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with [Employer hidden]’ policies
• Responding to client and regulator queries in line with [Employer hidden]’ SLA policies
• Identifying, documenting, and raising areas of process automation or improvement with the Regulatory Reporting Team Lead.
• Training, and supporting team members to improve efficiencies and exercise control and governance checks
• Other
  • Issue/incident management and escalation
  • Manage the day-to-day BAU investment compliance activities that includes:
    • Data upload and exception investigation
    • Governance over successful completion of processes
    • Investigating compliance results
    • Client daily reporting via daily dashboard
    • Daily data quality checking in HighWire
    • Query resolution
    • Publishing periodic metrics to management
  • Participate in assigned projects/other work as required

Requirements

• 3-5 years experience in AIFMD Annex IV regulatory reporting
• Knowledge in UCITS, Prospectus Rules and Form PF
• Proficiency in MS Office applications including strong excel skills
• Strong analytical skills with high attention to detail and keen in problem solving
• Excellent organization skills, interpersonal and communication skills
• MBA or relevant education qualification
• Self-driven, flexible, innovative, and adaptable team player
• Based out of India, preferably NCR region

Apply

If you feel you have the necessary skills and experience to be successful in this role, email your details to [contact hidden] today, forwarding an up-to-date copy of your CV for consideration in the first instance.