Manager, Financial Crime Enterprise-Wide Risk Assessments & Monitoring

Ref: 29250

Location: Multiple UK locations (Hybrid)

Category: Financial Crime

Type: Fixed Term

Overview

Key Duties (Including but not limited to):

The Manager, Financial Crime Enterprise-Wide Risk Assessments (EWRA) & Monitoring, is responsible for undertaking and maintaining an ongoing programme of regular group-wide Enterprise-Wide Risk Assessments relating to all applicable Financial Crime Risks (money laundering & terrorist financing, proliferation financing, bribery, facilitation of tax evasion, fraud, sanctions and competition law) and designed to identify, assess, and mitigate financial crime risks across the firm and the wider group

This will include the design, build and maintenance of risk assessments within the Arctic Intelligence system and the gathering of data to feed into assessments

Maintaining and updating the EWRA Control Library within Arctic Intelligence in response to risk assessments and controls monitoring

Qualifications required:

A relevant professional qualification (e.g., ICA, CAMS) is highly desirable

Experience required:

A good understanding of the requirements and best practice for a regulated firm’s financial crime risk and controls framework, including its financial crime standards and policies and specific controls such as CDD, EDD and third-party due diligence

A strong knowledge of the legal and regulatory requirements and guidelines to which the firm is subject in relation to financial crime

Experience reviewing, assessing and approving high-risk clients, third parties and other high-risk escalations such as gifts and hospitality, and knowledge of the financial crime risk management systems