Investment Compliance & Risk – Analyst & Senior Analyst
SKILLS
FULL DESCRIPTION
Summary
The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of [Employer hidden — view at passion-project.co.uk] Technology client relationships, ensuring delivery of a consistently high level of service to clients. You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider [Employer hidden] business.
Key Responsibilities:
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
Key Requirements/Qualifications/Skills:
- Investment Compliance
- Risk Management
- Regulatory Rules
- Data Analysis
- Client Relationship Management
- AIFMD
- UCITS
Company Overview
[Employer hidden] is a young, fast-growing Regulatory Technology (RegTech) business. We combine deep regulatory knowledge and best of breed technology to deliver excellent customer service to our clients and partners. Our clients are leading global asset managers, administrators, and depositary banks to whom we provide investment compliance and regulatory reporting services. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions. [Employer hidden] also provides high-quality, low-cost information products to the asset management sector, including Global Exchanges and Global Disclosure.
Role Overview
The Investment Compliance & Risk – Sr./ Analyst will be responsible for managing a portfolio of [Employer hidden] Technology client relationships, ensuring delivery of a consistently high level of service to clients.
You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with the wider [Employer hidden] business.
You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the [Employer hidden] Values and Business Culture.
Key Responsibilities
To manage all day-to-day aspects of the [Employer hidden] technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
Performance of daily processes to a high standard, to include:
- Data upload and exception investigation
- Governance over successful completion of processes
- Investigating compliance results
- Client daily reporting via daily dashboard
- Daily data quality checking in Highwire
Strong experience in coding and testing investment guidelines. Using systems like MIG21, Charles River, Linedata, Latentzero, Alladin. Preferably with experience of UCITS and 1940 Act.
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
Apply
If you feel you have the necessary skills and experience to be successful in this role, click on “APPLY” today, forwarding an up-to-date copy of your CV for consideration in the first instance.
To apply for this job email your details to [[contact hidden]](mailto:[contact hidden]?subject=Application%20via%20Investment%20Compliance%20%26%20Risk%20-%20Analyst%20%26%20Senior%20Analyst%20listing%20on%20https%3A%2F%2Ffunds-axis.com).