Regulatory Reporting Senior Analyst

Role Overview

The Regulatory Reporting Analyst/ Sr. Analystwill be responsible for managing a portfolio of [Employer hidden] Technology client relationships in respect of regulatory reporting, ensuring delivery of a consistently high level of service to clients.

You will be adaptable team player demonstrating strong communication skills and leadership both with your team and with the wider [Employer hidden] business.

You will deliver operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the [Employer hidden] Values and Business Culture.

Key Responsibilities

1. To support the delivery of all regulatory reporting requirements to the highest possible standard for a defined list of clients. Regulatory reporting will cover:
• AIFMD Annex IV reporting
• Derivative Usage reporting
• Investment Compliance
2. Performance of data quality checks using internal data platform to ensure an efficient and timely delivery of regulatory reporting.
3. Completion of all required checks along with relevant audits evidencing successful completion of all checks in line with [Employer hidden] regulatory reporting procedures.
4. To ensure the highest standard of client relationship management, attending periodic calls line with [Employer hidden]’ client governance policies, including periodic visits to client premises.
5. To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with [Employer hidden]’ policies
6. Responding to client and regulator queries in line with [Employer hidden]’ SLA policies
7. Identifying, documenting, and raising areas of process automation or improvement with the Regulatory Reporting Team Lead.
8. Training, and supporting team members to improve efficiencies and exercise control and governance checks
9. Other
   • Issue/incident management and escalation
   • Manage the day-to-day BAU investment compliance activities that includes:
   • Data upload and exception investigation
   • Governance over successful completion of processes
   • Investigating compliance results
   • Client daily reporting via daily dashboard
   • Daily data quality checking in HighWire
   • Query resolution
   • Publishing periodic metrics to management
   • Participate in assigned projects/other work as required

Requirements

• 3-5 years experience in AIFMD Annex IV regulatory reporting
• Knowledge in UCITS, Prospectus Rules and Form PF
• Proficiency in MS Office applications including strong excel skills
• Strong analytical skills with high attention to detail and keen in problem solving
• Excellent organization skills, interpersonal and communication skills
• MBA or relevant education qualification
• Self-driven, flexible, innovative, and adaptable team player
• Based out of India, preferably NCR region

Apply

If you feel you have the necessary skills and experience to be successful in this role, click on “APPLY” today, forwarding an up-to-date copy of your CV for consideration in the first instance.

To apply for this job email your details to [contact hidden].